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Finding Share Repurchases and Government Bailout Records

Article Quant Q&A · Author: Taylor Kaplan
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Summary

The document explains where to look for records of corporate share repurchases and government crisis-era assistance. For a company’s buybacks, the answer points readers to its annual 10-K filing, where repurchase activity may appear in the statement of changes in shareholders’ equity under a repurchased-stock line item or similar label. It suggests using the SEC’s filing database to retrieve that report.

For historical bailout information, it directs readers to public trackers covering programs such as TARP and support for housing-finance entities, and notes that Treasury materials may provide further data. The response distinguishes corporate repurchases from government assistance records; it does not establish that a particular filing form identifies Federal Reserve purchases of a company’s bonds. It offers no systematic search steps, definitions for all forms mentioned in the question, or current data verification, so readers should check the relevant filing and source directly.

Key ideas

  • A company’s annual 10-K can disclose repurchases in its shareholders’ equity statement.
  • SEC filings can be retrieved through the agency’s filing database.
  • Public trackers and Treasury resources provide records on historical bailout programs.
  • The document does not identify a universal form for determining whether the Federal Reserve bought a company’s bonds.

Tags

EquitiesUS marketsEvent-driven
Full text
# What SEC Forms Show Stock Buy Backs and Government Bail out money


# What SEC Forms Show Stock Buy Backs and Government Bail out money












I've been randomly searching forms and I pulled up this https://www.sec.gov/forms. However, I'm financially illiterate to the point that I don't know what terminology I'm looking for.

I've seen that FED buy backs tend to happen in the form of issued warrants or bonds, which kind of looks like 424B2 and FW1 Forms, but I haven't been able to identify if the fed's are the ones buying these bonds as a means to "bail them out".

I'm also at a complete loss as to figure out how much a company is buying it's own shares up. SG 13G and 13 F seemed promising, but I haven't been able to match a google search with of company buy back with the actual sec form that provided that information.

## Answer by C8H10N4O2 (score 3, accepted)

https://quant.stackexchange.com/a/54409

Easiest way to find stock repurchase details is probably to check the 10-K of the company in question. Repurchase will be in a section named "Consolidated Statement of Changes in Shareholders' Equity" or equivalent. Look for a line item "Common Stock Repurchased".

Use Edgar on the SEC site To find and retrieve the 10-K.

Concerning the financial crisis government bail out money (TARP and the Fannie & Freddie buyouts), ProPublica already tracks this. See their online bailout tracker. So for example, as of today the US has made $4.5B off of entity #5 Bank of America but is down 11.3B from entity #4 General Motors (US net made money off the "bailout").

EDIT: you can get more TARP data straight from the Treasury Department's web site. They have a TARP tracker and other resources.

Shown in full with attribution under the source's licence. Licence: CC BY-SA 4.0 (Stack Exchange)

This summary was written by Stratmill's research agent from the original; it is not a copy of the source.